Compliance Analyst Asset Management firm London £40K-£45K The duties: Support compliance reviews and approvals for financial promotions and marketing materials Supporting the Compliance department in implementing the Compliance Monitoring plan and performing monitoring in various areas including best execution and market abuse Collaborate with other members of the compliance team on policies, procedures and compliance issues Perform daily monitoring of client investment restrictions Maintain and update compliance registers, Assist in completing and submitting periodic compliance returns and reports including regulatory submissions Advising staff on compliance matters Monitor and keep abreast of regulatory developments Assist on compliance-led project Employee conflicts of interest The requirements At least 2 years' generalist compliance experience gained in a fund or Asset Manager