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Compliance analyst

Slough
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Compliance analyst
Posted: 4 May
Offer description

A leading Hedge Fund is looking for a Compliance Generalist to play a key role in supporting its global regulatory and operational compliance framework. This position provides broad exposure to trading activities across multiple markets and the opportunity to build a well‑rounded compliance skill set within a dynamic, technology‑focused environment. Comprehensive training will be provided for the right candidate.


Key Responsibilities

* Develop, revise, and maintain the firm’s compliance documentation, including policies, procedures, and learning resources.
* Assist in the production of internal compliance reports and contribute to recurring regulatory and management disclosures.
* Support the firm’s information‑governance processes by managing restricted lists, overseeing wall‑crossing protocols, and upholding information‑barrier controls.
* Participate in daily operational compliance activities, including the oversight of personal account trading and other employee‑related monitoring.
* Assist in drafting, compiling, and submitting regulatory filings across multiple jurisdictions.
* Coordinate responses to requests for information from regulators, exchanges, and external counterparties.
* Monitor and track the completion of mandatory training programmes, attestations, and staff certifications.


Experience & Skills

* Minimum 2 years of compliance experience working within a hedge fund, asset manager or investment banking organisation.
* Excellent organisational skills, strong attention to detail, and clear written and verbal communication.
* Ability to work effectively across teams and manage competing deadlines.

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