We are working with a derivatives trading house who have recently launched a retail CFD platform and is looking to build out its compliance function.
Responsibilities
* Monitor regulatory compliance (FCA, MiFID II, ESMA) across trading operations.
* Maintain and execute the Compliance Monitoring Program (CMP).
* Oversee AML/KYC controls and support regulatory reporting.
* Liaise with regulators and internal stakeholders on compliance matters.
Requirements
* 3–5 years experience in financial services compliance (CFD/FX preferred).
* Strong knowledge of UK/EU regulations and AML frameworks.
* Relevant certification (e.g., ICA, CISI) preferred.
* Excellent analytical and communication skills.