Compliance Officer (Financial Promotions)
Compliance Officer (Financial Promotions)
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Job Title: Compliance Analyst (Financial Promotions)
Location: London (Hybrid – Remote and Office-based)
Type: Permanent
Salary: Competitive base salary + bonus package
A leading financial services firm is seeking a Compliance Analyst to join their London-based team. This is an excellent opportunity for a compliance professional with experience in financial promotions, marketing and distribution to work in a collaborative, high-performing environment.
Responsibilities:
* Review and approve financial promotions and marketing materials in line with regulatory requirements
* Provide compliance advice to marketing and distribution teams across business lines
* Ensure adherence to UK regulatory frameworks, including FCA rules and guidelines
* Support the broader compliance team with monitoring and reporting activities
* Contribute to internal training and awareness initiatives on financial promotions compliance
Requirements:
* Strong compliance experience within the financial services sector
* Solid understanding of financial promotions regulation and distribution practices
* Practical knowledge of UK financial services regulation, particularly FCA guidelines
* Excellent communication skills and the ability to engage with a variety of stakeholders
* Strong attention to detail and organisational skills
This role offers the opportunity to be part of a collaborative team, with exposure to a wide range of business activities and the chance to contribute to an evolving compliance function.
Seniority level
* Seniority level
Not Applicable
Employment type
* Employment type
Full-time
Job function
* Job function
Other
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