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Vice president, compliance & control ii

Manchester
BNY
Posted: 27 August
Offer description

Join Our Team at BNY!

At BNY, we believe in empowering our employees to grow and succeed. As a leading global financial services company, we play a pivotal role in the world’s financial system, managing nearly 20% of the world’s investible assets. With over 50,000 dedicated employees worldwide, we harness diverse perspectives to create innovative solutions that benefit businesses, communities, and individuals everywhere.

We are proud to be recognized as a top home for innovators and for fostering an inclusive workplace. Together, we make money work for the world. This is what #LifeAtBNY is all about!


Your Opportunity

We’re excited to invite a future team member to apply for the role of Vice President - Trade Surveillance (Model Management) within our Compliance team, located in Manchester – Hybrid.


Key Responsibilities

As the Vice President - Trade Surveillance (Model Management), you will play a crucial role in managing regulatory risk through effective trade surveillance across our global operations. Your impact will be felt in the following ways:

* Implement the firm’s approach to Trade Surveillance using cutting-edge technology solutions.
* Review transaction alert parameters to detect potential market abuse.
* Conduct thorough reviews and document alert parameter assessments and model performance testing.
* Lead thematic surveillance programs, coordinating efforts globally as needed.
* Collaborate with Business Compliance and relevant partners to ensure timely reporting of surveillance issues.
* Escalate findings in an organized manner.
* Adopt a holistic approach to surveillance, analyzing order flows and trader activities.
* Track and document issues, assisting in the production of Management Information.


What We’re Looking For

To thrive in this role, we seek candidates with the following qualifications:

* Experience: 7-10 years in the industry, with at least 3-4 years in Trade Surveillance, ideally with a trading background.
* Knowledge: Strong understanding of the financial services regulatory environment.
* Communication: Excellent spoken and written English skills, with the ability to comprehend compliance policies.
* Technical Skills: Advanced MS Office proficiency and strong data analytical skills.
* Attention to Detail: A focused attitude with the ability to meet deadlines while maintaining accuracy.
* Interpersonal Skills: Strong communication and negotiation abilities.
* Adaptability: Ability to thrive in a fast-paced environment and manage competing demands.
* Education: Bachelor’s Degree required.


Why BNY?

At BNY, our culture speaks for itself. Here are just a few of our accolades:

* America’s Most Innovative Companies, Fortune, 2024
* World’s Most Admired Companies, Fortune, 2024
* Human Rights Campaign Foundation, Corporate Equality Index, 100% score
* Best Places to Work for Disability Inclusion
* Disability: IN – 100% score
* “Most Just Companies”, Just Capital and CNBC, 2024
* Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
* Bloomberg’s Gender Equality Index (GEI), 2023


Our Benefits and Rewards

BNY offers a competitive compensation package, comprehensive benefits, and well-being programs rooted in a culture of excellence. We provide flexible global resources to support your life’s journey, focusing on health, personal resilience, and financial goals. Enjoy generous paid leave, including volunteer time, to support you and your family during important moments.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - We welcome applications from underrepresented racial and ethnic groups, females, individuals with disabilities, and protected veterans.

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