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Compliance Analyst - Asset Management firm, Edinburgh
Client:
Robert Half
Location:
Edinburgh, United Kingdom
Job Category:
Other
-
EU work permit required:
Yes
Job Views:
2
Posted:
04.06.2025
Expiry Date:
19.07.2025
Job Description:
Compliance Analyst
Asset Management firm
Location: Edinburgh
The duties include:
* Support compliance reviews and approvals for financial promotions and marketing materials.
* Assist the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse.
* Collaborate with team members on policies, procedures, and compliance issues.
* Perform daily monitoring of client investment restrictions.
* Maintain and update compliance registers.
* Assist in completing and submitting periodic compliance reports and regulatory submissions.
* Advise staff on compliance matters.
* Monitor and stay updated on regulatory developments.
* Support compliance-related projects.
* Handle employee conflicts of interest.
The requirements:
* At least 2 years of generalist compliance experience gained in a fund or Asset Management firm.
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