Job Description
Compliance Advisory Specialist – Contract Opportunity
We are actively partnering with a leading wealth management business seeking an experienced Compliance Advisory Specialist to support on key regulatory matters.
You will provide expert advice to senior stakeholders, shape core compliance policies, and lead oversight of regulatory and conduct risk—covering areas such as Consumer Duty and COBS. This role will also influence governance forums, support complex change initiatives, and drive a strong compliance culture across the business:
Lead compliance advisory activities
Oversee regulatory risk and business decision-making
Support Board/ExCo-level reporting
Drive policy development and best practice