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Compliance officer

London
Permanent
Edenbrook
Compliance officer
Posted: 5 January
Offer description

Job Description

AR Compliance Manager opportunity working with a top performing specialty insurer operating within the Lloyd’s market. You will support on the transition, management, and oversight of Appointed Representatives (ARs) to ensure full regulatory compliance.


Key Responsibilities:


* Manage applications and authorisation processes for ARs, including onboarding and transition.
* Oversee AR networks, conduct due diligence, and ensure ongoing FCA compliance.
* Support compliance integration for acquired businesses and assist with daily operations.
* Review financial promotions and customer journeys for ICOBS compliance.
* Collaborate with internal and external stakeholders (FCA, BIBA, MGAA, etc.).
* Prepare regulatory reports and updates for senior management and the AR Committee.
* Maintain policies, procedures, and controls in line with regulatory requirements.
* Conduct risk assessments and implement mitigation measures.


Skills, Knowledge & Expertise:


* Extensive compliance experience within insurance, including Lloyd’s and London markets.
* Strong knowledge of FCA rules (PRIN, ICOBS, SYSC, SUP) and AR frameworks.

...

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