Job Title: Risk & Compliance Officer
Location: North West (Warrington)
Salary: Competitive, dependent on experience
Job Type: Full-time, Permanent
The Role
As a Risk & Compliance Officer, you will support the firm in ensuring adherence to all relevant legal, regulatory, and professional standards. You will work closely with senior management to identify, assess, and mitigate risks while promoting a strong culture of compliance throughout the business.
Key Responsibilities
* Monitoring and ensuring compliance with SRA regulations and other applicable legal frameworks
* Assisting with the development, implementation, and review of internal compliance policies and procedures
* Managing and maintaining the firms risk register
* Conducting file reviews and internal audits
* Supporting AML, KYC, and conflict checking processes
* Investigating and reporting breaches, incidents, and complaints
* Delivering compliance training to staff across the firm
* Acting as a point of contact for compliance‑related queries
Requirements
* Proven experience in a Risk & Compliance role within a law firm (essential)
* Strong knowledge of SRA Standards and Regulations
* Experience handling AML, GDPR, and regulatory compliance matters
* Excellent attention to detail and analytical skills
* Strong communication and interpersonal abilities
* Ability to work independently and manage multiple priorities
Desirable
* Previous experience supporting COLP/COFA functions
* Relevant compliance or legal qualifications
What We Offer
* Competitive salary and benefits package
* Opportunities for professional development and career progression
* A supportive and collaborative working environment
* Flexible working options (where applicable)
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