Senior Compliance Officer
Stoke on Trent - Office Based
Up to £40,000 + Benefits
The Opportunity:
Get Recruited are recruiting on behalf of a well-established professional services organisation with a strong reputation within its sector.
They are seeking someone experienced to join their team where you will be responsible for leading financial compliance activities across the business, managing a small team, ensuring regulatory requirements, financial controls and internal processes are effectively maintained.
This is a great opportunity for someone from a Finance Compliance Officer, Compliance Team Leader, Legal Compliance Officer, Compliance Analyst Manager, Senior Compliance Officer or similar.
Ensure all your application information is up to date and in order before applying for this opportunity.
The Responsibilities:
* Lead and develop a team of Compliance Analysts while acting as a key point of contact for finance and compliance-related matters across the business.
* Ensure ongoing compliance with SRA Accounts Rules, AML regulations and internal controls, overseeing audits, maintaining compliance records and driving improvements where required.
* Review and strengthen finance processes, controls and procedures to minimise risk, improve efficiency and ensure best practice is maintained.
* Oversee client account balances, banking administration, file closure activities and internal compliance reviews, ensuring accurate record keeping and regulatory compliance.
* Produce and enhance management reporting, providing insight into compliance performance, key risks and areas for improvement.
* Build strong relationships with stakeholders across Finance, Compliance and operational teams, providing guidance, resolving queries and supporting consistency across multiple locations when required.
Experience Required:
* Previous experience in a Finance Compliance, Risk, Audit or Governance role, ideally within a law firm or professional services environment.
* Strong understanding of working within a regulated environment, with experience gained in legal services, banking, financial services, accountancy or a similar sector.
* Experience managing, coaching, or mentoring a small team.
* Knowledge of financial controls, compliance frameworks, and risk management principles.
* Understanding of SRA Accounts Rules and AML regulations would be beneficial.
* Excellent communication and stakeholder management skills.
* High attention to detail and the ability to manage multiple priorities and deadlines.
* Strong Microsoft Excel and reporting skills.
* A proactive and collaborative approach, with a focus on continuous improvement.
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