Job Description
Compliance and Operations Officer
In-house Start-up
Cheshire
up to £70,000
Compliance and Operations Officer is required to join a start-up digital marketing and lead generation business servicing clients within the legal sector. This business forms part of a wider group of companies and is heavily backed by investors, so it's an exciting time to join as the business is vastly expanding.
The business is currently in an exciting transformation phase as it registers for FCA authorisation as a limited scope business. As the successful candidate, you will be responsible for executing the compliance infrastructure within the business through establishing and maintaining their compliance framework in line with FCA regulations whilst supporting operational project work.
About the Compliance and Operations Officer Role;
1. Report directly to the Finance Director, but work autonomously in the role
2. Lead the development and execution of the compliance framework once the FCA has approved
3. Ensure compliance with FCA regulations to include CONC, SYSC, PRIN, and SMCR
4. Maintain and update current policies and procedures whilst developing new ones as required
5. Delivering training ac...