Compliance Officer (FTC)
FTC - 6 months
London - Milton Keynes - Wilmslow
Role purpose
This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversight over the Bank's operational environment. This will be provided through advisory support and compliance monitoring reviews.
The Compliance Officer (FTC) will be a part of a wider Compliance Team who, working closely with other Risk teams form part of the Bank's second line of defence (2LOD).
Key responsibilities
Compliance Framework/Strategy:
* Provide input and recommendations to the Head of Compliance, or Compliance Manager in relation to the compliance strategy, compliance framework and monitoring plan for the Bank, including in relation to key risks and future potential challenges.
* Collation and validation of MI to inform compliance reporting to Bank committees and senior management in relation to regulatory risk.
Advisory/Project Support:
* Review, investigate and provide support and guidance on referrals to the Compliance Team such as in relation to financial promotions, customer communications and dependent upon role, PEP escalations, Conflicts of Interest, Gifts and Entertainment and Suspicious Activity Reports.
* Undertake horizon ...