Job Description
It is a 6 months contract and will require to work in office 3 times a week.
Responsibilities:
* Manage and deliver compliance monitoring activities.
* Define review scopes and testing methodologies.
* Perform comprehensive compliance reviews across business divisions.
* Identify and assess potential risks.
* Draft detailed reports for management and stakeholders.
* Monitor compliance progress and report to management.
Requirements:
* Immediately available.
* Experience in wholesale, retail, or professional services firms.
* Familiarity with regulations like COBS, CASS, SYSC, MAR, MiFID II, and others.
* Proven experience in report writing.