Conduct and Compliance Senior Associate (7 months)
Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have options that help our people thrive.
This role is based in the United Kingdom, and all normal working days must be carried out in the UK.
Job Description
Join us as a Conduct and Compliance Senior Associate. In this role, you will:
1. Help deliver the bank-wide risk policy framework for Conduct and Compliance in NatWest Boxed.
2. Provide technical expertise on implementing regulatory change and upstream risks, supporting ongoing compliance with relevant laws and regulations.
3. Gain exposure by liaising with a variety of stakeholders and representing your Conduct and Compliance specialism.
4. This role is available for a period of 7 months.
What You'll Do
You will:
* Define and maintain relevant risk policies and appetite, supporting your specialist area on legislation.
* Provide guidance to NatWest Boxed teams in line with the risk framework and within appetite.
* Develop and maintain effective relationships with internal and external stakeholders.
* Help develop and manage compliance and conduct policies to ensure they meet regulatory expectations.
* Support good customer outcomes through knowledge of Consumer Duty and Vulnerable Customer regulations.
* Contribute to the development of new propositions, products, services, and technology adoption.
* Manage business self-assurance checks and report results.
* Ensure risks are appropriately managed within the business area.
* Drive compliance with records management policies across the business.
The Skills You'll Need
You should have:
* Technical skills and experience in Conduct and Compliance, focusing on Consumer Duty, Vulnerable Customers, Complaints, Product Flaws, and Mis-selling.
* Commercial awareness, industry knowledge, and risk management principles.
* An understanding of compliance policies and processes, with the ability to work with stakeholders to implement them.
* The ability to operate independently with initiative.
* Knowledge of legal policies, regulatory obligations, risk management, and governance frameworks.
Additional Details
* Seniority level: Mid-Senior level
* Employment type: Full-time
* Job function: Finance and Sales
* Industry: Banking
#J-18808-Ljbffr