Overview
New role with a leading Chartered Financial Planning Firm.
The role will see you conducting file and annual reviews to ensure advice suitability and regulatory compliance with internal policies. You will actively collaborate with all areas of the business.
The successful applicant will be able to challenge existing policies and procedures as part of a commitment to delivering positive outcomes while improving efficiencies.
Responsibilities
* Work with Financial Planners and Client Managers to discuss financial strategies that meet clients' objectives and circumstances.
* Conduct thorough file reviews using company systems and wrap platforms to ensure accuracy, compliance, and efficiency.
* Ensure data integrity, with timely and accurate input and maintenance.
* Participate in relevant projects and perform ad hoc tasks as required.
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