Role Overview
The Risk Manager – Assurance will play a key role in delivering independent risk and controls assurance across TP ICAP. This includes executing assurance testing, conducting deep-dive reviews into specific risk areas, and providing expert advice to mitigate risk exposure in a commercially sound manner. The role also supports meaningful analysis and reporting to senior stakeholders and ensures compliance with the Enterprise Risk Management Framework.
Key Responsibilities
Risk Assurance
1. Support the development and maintenance of Risk Management’s approach to risk and control assurance.
2. Contribute to the creation and execution of the annual assurance plan, ensuring coordination across TP ICAP’s three lines of defence and alignment with regulatory requirements (e.g., FRC Board Declaration, SOX).
3. Deliver assurance activities and ensure findings are agreed with business owners and managed within the Enterprise Risk Management Framework.
4. Conduct deep-dive reviews to evaluate risk and control profiles and manage outcomes accordingly.
5. Stay current with industry best practices in risk assurance, including the use of AI, and apply innovations where appropriate.
Risk Monitoring & Reporting
6. Support the business in monitoring its end-to-end risk profile through relevant MI, analysis, and commentary.
7. Track and report on significant issues, remediation efforts, and emerging risks.
8. Identify trends in risk-related data (events, issues, metrics).
9. Provide monthly updates and draft commentary for risk committees and leadership meetings.
Training & Awareness
10. Promote a risk-aware culture through training and engagement initiatives.
11. Deliver sessions and materials that enhance understanding of risk management practices.
Risk Management Leadership
12. Foster commercially sound risk management across all lines of defence.
13. Champion continuous improvement and leverage external networks and industry bodies.
14. Respond to market events with timely risk interpretation and mitigation strategies.
15. Lead the assurance program within the Operational Risk Management Framework, including policy development and technical oversight.
16. Drive configuration and enhancement of the Group’s GRC system to support assurance efforts.
Experience & Competencies
Essential
17. Experience in risk and controls assurance, gained through control testing or internal/external audit.
18. Operational Risk experience in a medium to large financial institution.
19. Bachelor’s degree in business, accounting, finance, or a related field; or equivalent professional certification.
20. Solid understanding of the financial services industry and regulatory frameworks.
21. Strong analytical skills with the ability to interpret, summarise, and present data effectively.
22. Effective project management and prioritisation skills in a multi-demand environment.
23. Curious, self-starting mindset with strong problem-solving capabilities.
24. Strong stakeholder management skills; able to build and maintain relationships across the Group.
Desired
25. Experience in an IDB or Capital Markets environment.
26. Additional risk-related experience beyond Operational Risk.
27. Familiarity with fixed income, equities, FX, emerging markets, and electronic/algorithmic trading.
28. Understanding of post-trade workflows supporting the above products.
29. Experience managing relationships across diverse environments including corporate, boutique, and private capital ecosystems.
30. Exposure to GRC system development and configuration.
31. Participation in industry bodies or external risk networks.
Job Band & Level:
32. Manager / 6
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