Job Description
Wealth Management Training & Competency Manager
Bournemouth
Permanent
About the Company
Our client is a UK-based independent financial advice firm, authorized directly under UK regulations. We deliver regulated financial planning and mortgage advice to UK-resident clients, emphasizing professionalism, compliance, and positive client outcomes.
Their advisers provide holistic solutions, including investments, pensions, tax planning, protection, and mortgages. While part of the wider group, the UK entity operates independently with its own governance and adheres to high regulatory standards.
About the Role
Manage the Training & Competency scheme and support adviser development in investment and mortgage advice.
Responsibilities
* Manage the Training & Competency scheme and support adviser development in investment and mortgage advice.
* Conduct file reviews, observations, and ongoing competency assessments.
* Oversee onboarding, supervision, and sign-off of advisers.
* Ensure ongoing compliance with SMCR and CPD requirements.
Qualifications
1. Proven experience in a Training & Competency or compliance role within a UK IFA or...