Job Description
Our client is a high-growth, award-winning consumer finance lender that’s scaling fast, breaking records monthly, and building a reputation for doing things the right way. They partner with a large network of national suppliers and are known for their human approach, strong culture, and serious growth trajectory.
As the business expands, they’re creating a brand-new role to strengthen regulatory controls and support their next phase of growth. This is FCA regulatory oversight of introduces and brokers.
The Role
* Lead risk-based reviews and audits of suppliers, introduces and principal brokers
* Verify FCA permissions, training, scripts, policies and customer-facing processes
* Review call recordings and advertising to ensure compliant introductions
* Monitor financial stability via CreditSafe, complaints and conduct data
* Support supplier on-boarding with second-line checks
* Produce clear reporting for governance forums and senior stakeholders
* Build strong relationships while confidently challenging when needed
About You
1. Background in financial services compliance, risk, audit or oversight
2. Strong working knowledge of FCA regulation
3. Comfortable analysing financial information and conduct risks
4. Con...