One Ten Associates are partnering with a global private market fund which is looking to hire a Senior Compliance Associate within their London office. The fund invests across private equity, private credit and real estate, across multiple geographies (UK, EMEA, AMER).
Reporting into the Head of Compliance, this will be a broad role and youll be expected to take a lead on Compliance Monitoring and Testing, whilst assisting with wider generalised tasks.
Duties include:
* Oversee, enhance and implement the compliance monitoring & testing programme across jurisdictions (in particular UK and US)
* Provide regulatory advice to senior stakeholders
* Central compliance tasks (PA Dealing, Code of Ethics, conflicts of interest etc...)
* Reviewing and providing advice across marketing compliance issues (FCA and SEC)
This position will be circa 50% Compliance Monitoring/Testing focused, and 50% wider generalist tasks.
The ideal candidate will have:
* 4-6 years compliance experience, with strong compliance monitoring/testing experience within the buy-side (asset management or private markets)
* Ability and confidence to act independently, whilst being a team player