Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing team
The firms Compliance Manager (CM) will support the Head of Risk and
Compliance with business compliance advisory, conflicts management,
the firm’s anti-financial crime programme.
firm’s compliance strategy and policy development.
Assist the Head of Risk and Compliance with advising the business on all regulatory and conduct
Develop and maintain key business relationships across the global business;
▪ Carry out the compliance review of marketing materials and ensure compliance with applicable
financial promotion rules;
▪ Manage the day-to-day activities of the AML and ABC programme compliance (including
international sanctions regime compliance);
▪ Monitor compliance with the firm’s policies around conflict management and client interests;
▪ Assist with other regular and ad hoc compliance monitoring reviews; Ad hoc projects as required.