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Authorisations Technical Consultant, Huddersfield
Client: Fintel
Location: Huddersfield, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Reference: 7882f0e02e8e
Job Views: 22
Posted: 12.08.2025
Expiry Date: 26.09.2025
Job Description:
We're recruiting for an Authorisations Technical Consultant to join our authorisations team, who assist our Member Firms in becoming directly authorised with the Financial Conduct Authority (FCA), either as part of a start-up business or due to leaving a network. The team offers an end-to-end FCA application service, liaising with the FCA and providing guidance and support to firms throughout the process.
In this role, you'll liaise with firms and assist them in drafting the policies and procedures FCA regulated firms are required to have in place, including policies relating to Vulnerable Customers, Financial Crime, and Consumer Duty.
You will also be required to coach firms and Principals regarding their regulatory obligations to prepare them for Direct Authorization and any possible FCA authorization interview.
Responsibilities:
* Assist and support firms in their journey to Direct Authorization
* Provide consultancy support and assist with drafting key documentation such as Regulatory Business Plans, Compliance Monitoring Plans, and Financial Forecasts
* Build strong relationships with member firms and act as a key contact throughout the FCA authorization process, assisting with general queries
* Coach new member firms regarding regulatory requirements of SMF16 / 17 roles
* Review and guide member firms on their policies and procedures
* Stay informed of regulatory requirements and industry changes, and communicate these effectively
* Research and interpret FCA legislation and handbooks
* Have knowledge of Consumer Duty, Data Protection, Consumer Credit, JMLSG, and Financial Sanctions
Requirements:
* Experience in the UK financial services industry
* Relevant financial services qualifications (Level 4 desirable)
* Excellent customer support skills and technical support experience
* Strong written and verbal communication skills
* Good interpersonal and team working skills
* Problem-solving skills with a collaborative approach
* Ability to learn and explain new information quickly
* Training and development skills
* Organizational skills with the ability to prioritize
* Proactive, responsible, and results-driven
* IT literacy, especially MS Office
* Self-motivated and adaptable to change
Fintel plc and its subsidiaries are committed to equal opportunity and diversity, encouraging applications from all backgrounds.
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