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Compliance Admin Assistant, Preston, Lancashire
Client: Direct Commercial Limited
Location: Preston, Lancashire, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Views:
3
Posted:
04.06.2025
Expiry Date:
19.07.2025
Job Description:
Direct Commercial is an award-winning commercial motor insurer experiencing growth. We seek a Compliance Admin Assistant based in or around Chelmsford to join our Compliance team. The role is fully office-based at our Chelmsford office.
Business management responsibilities:
* Adhere to Company Policies and Procedures at all times
* Perform all activities professionally and ethically
* Participate actively in internal meetings as required
Individual Conduct Rules:
1. Act with integrity.
2. Act with due care, skill, and diligence.
Role Overview & Responsibilities:
* Support DCL’s compliance functions, including monitoring regulatory changes and reviewing policies and procedures annually
* Develop understanding of FCA regulation and its application to UK insurance firms
* Assist in administering DCL’s Complaints Handling process
* Learn FCA’s Complaint Handling rules (DISP rules)
* Understand the Senior Managers and Certification Regime (SMCR)
* Help oversee updates to stationery and email footers in line with legislation and FCA regulations
* Assist in managing COI policies and logging COI and gifts per procedures and the Bribery Act 2010
* Maintain the SMCR framework
* Coordinate compliance training and maintain Broker Assess records
* Prepare monthly compliance reports for management and partners
* Perform ad-hoc compliance tasks as needed
Skills:
* Strong team player with collaborative skills to deliver results and resolve issues
* Excellent organizational skills to manage multiple tasks
* Willingness to learn new skills quickly
* Excellent written and verbal communication skills
* Experience in insurance or financial services is desirable but not essential
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