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Training and Competence Supervisor (Investment Professionals), Cheltenham
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Client:
Royal Bank of Canada>
Location:
Job Category:
Other
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EU work permit required:
Yes
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Job Reference:
455ccd2e8f67
Job Views:
12
Posted:
25.08.2025
Expiry Date:
09.10.2025
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Job Description:
Job Summary
Job Description
What is the opportunity?
Wealth Management Europe's existing Training and Competence team has implemented a centralised supervisory structure to create capacity for advisers and drive adviser performance. The successful candidate will work as part of the national supervisory team providing oversight, risk analysis, and developmental support to advisers.
As a Supervisor, you will manage advisers’ ongoing competency under SMCR, through observations, 1:1s, coaching, feedback, and data analysis, escalating risks and issues as needed. The role mainly supports Portfolio Managers, Intermediary Investment Managers, and some regulated employees in our Central investment and Research teams.
This role supports advisors across the UK and Channel Islands. Applicants should be within a commutable distance to an office within our network and able to travel where required.
What will you do?
Supervise portfolio management roles, analysts, and research staff.
Engage with investment committees to understand strategic asset allocation decisions and ensure understanding by CPs.
Collaborate with line managers to set shared goals for performance and risk management, supporting development plans to enable improvement.
Decide on employee competence, follow up on actions, identify root causes, and consider systemic changes.
Build relationships and provide counsel at individual, office, and business levels, fostering a positive culture around competency and development.
Liaise with stakeholders to provide insights into performance and trends.
Identify opportunities for adviser development and work with training colleagues.
Own supervision activities, ensuring regulatory compliance.
Promote high standards and best practices, supporting accountability and goal setting.
Analyze MI/Data, identify patterns, investigate root causes, and advise on remedial actions.
Maintain a mindset of continuous improvement, using analysis to mitigate risks.
What do you need to succeed?
Must-have
* CISI Certificate in Investment Management / IMC or equivalent qualification.
* Maintain competence as a Supervisor with up-to-date CPD.
* Strong understanding of investment instruments, asset allocation, portfolio construction, and risk management.
* Experience supervising or managing portfolios; providing technical guidance.
* Understanding of FCA T&C handbook and regulatory environment.
* Ability to apply FCA guidance confidently across situations.
* Strong business awareness and strategic focus.
* Excellent data analysis skills to identify trends and patterns.
* Experience working with other business teams (L&D, Risk & Compliance, HR).
* Effective communication skills at all organizational levels.
What is in it for you?
We thrive on the challenge to be our best—supporting your development through coaching and opportunities, working with top professionals, making a meaningful impact, and collaborating in a high-performing team.
Agency Notice
RBC Group does not accept agency résumés. Please do not forward résumés to employees or other locations. We only pay agency fees under prior agreements and do not pay for unsolicited résumés. Contact Recruitment for more details.
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Job Skills
Business Case Design, Client Counseling, Customer Success, Data Gathering & Analysis, Decision Making, Group Problem Solving, Solution Evaluation, Storytelling, Time Management, Training Needs Analysis (TNA)
Additional Job Details
Address: 12 SMITHFIELD STREET, LONDON
City: London
Country: United Kingdom
Work hours/week: 35
Employment Type: Full time
Platform: WEALTH MANAGEMENT
Job Type: Regular
Pay Type: Salaried
Posted Date: 2025-07-30
Application Deadline: 2025-08-31
Note: Applications are accepted until 11:59 PM the day before the deadline.
Inclusion and Equal Opportunity Employment
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