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Compliance Associate – Wealth Management, London
Client:
Location:
London, United Kingdom
Job Category:
Other
-
EU work permit required:
Yes
Job Views:
4
Posted:
26.04.2025
Expiry Date:
10.06.2025
Job Description:
Compliance Associate – Wealth Management.
9-month contract
Client - A leading international wealth manager providing wealth and investment management advice to high-net-worth private clients, often with complex multi-jurisdictional requirements. They manage over £3 billion in AUM for private clients with UK & international ties from their London office.
Role – Working as part of the compliance team, you will be involved in a range of duties including:
* Assist with the completion of the FCA & SEC compliance monitoring plan.
* Help develop compliance testing procedures across the business.
* Complete reporting and document results of compliance testing.
* Work constructively with departments to analyse and remedy testing results.
* Maintain compliance task workflow.
* Assist with regulatory returns and compliance reporting duties.
Candidate – The ideal candidate will have compliance experience in a similar role within the financial services sector, with knowledge of UK regulations, monitoring, and AML testing experience. Preferably, you will have worked in a strong team-oriented compliance department and be able to communicate clearly across the team and wider company.
For more information and a full job description, please contact Richard Garbett.
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