Job Overview:
We are seeking a proactive and detail-oriented Manager/Assistant Manager – Compliance to join our growing team in the funds and asset management industry. The ideal candidate will have proven experience in KYC and AML frameworks, with a strong understanding of the regulatory environment governing investment funds and financial institutions. This role will support the Compliance Manager in executing day-to-day compliance operations and ensuring adherence to internal policies and external regulations.
Key Responsibilities:
* Lead and perform KYC/AML due diligence on new and existing clients, including investors, fund entities, and counterparties.
* Monitor and ensure compliance with relevant regulations
* Assist in developing, reviewing, and updating compliance policies, procedures, and controls.
* Liaise with internal departments (e.g., Legal, Risk, Fund Admin) and external stakeholders (e.g., auditors, regulators).
* Maintain accurate and up-to-date records of client documentation and risk assessments.
* Support compliance training programs and help foster a culture of compliance awareness.
* Assist with regulatory filings, audits, and inspections as required.
* Identify, investigate, and escalate any suspicious activity reports (SARs) or potential AML red flags.
Qualifications & Experience:
* Bachelor's degree in Law, Finance, Business, or related field.
* 4–6 years of relevant experience in compliance within the funds industry or financial services.
* Strong knowledge of AML/KYC regulations, investor onboarding, and fund structures.
* Professional certification (e.g., CAMS, ICA, or similar) is a plus.
* Familiarity with compliance monitoring tools and systems.
* Excellent analytical, communication, and problem-solving skills.
* Ability to work independently and manage multiple priorities in a fast-paced environment.
What We Offer:
* Opportunity to work with a dynamic, experienced compliance team in a growing international business.
* Exposure to a wide range of fund types and jurisdictions (preferably Channel Islands).
* Support for professional development and training.
* Competitive compensation and benefits package.
Job Type: Full-time
Pay: From £45,000.00 per year
Work Location: In person