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Senior compliance advisor - fca

Sevenoaks
James Frank Associates
Compliance advisor
£85,000 - £90,000 a year
Posted: 25 March
Offer description

Our client, a leading business in the Financial Services industry is seeking a Senior Compliance Advisor to join their team on a full-time, permanent basis.

Due to an exciting period of growth and change, our client is looking to add a Senior Compliance Advisor to the department, where you will be responsible for supporting on all matters of compliance advisory, providing solutions-based support to the business whilst advising on regulatory matters.

The successful candidate must have a background and experience in consumer lending, the Consumer Credit Act and Consumer Duty regulations.

Due to the location of the office candidates will be required to drive / have access to a vehicle.

Key Responsibilities:

* Provide compliance advice and guidance to the business in relation to all matters of regulatory compliance, particularly consumer credit, consumer duty and the FCA handbook

* Act as the first point of escalation for any compliancerelated queries

* Lead on regulatory change implementation across the business, providing critical compliance advice on required changes

* Develop and deliver inperson compliance training

* Ensure all compliance policies are maintained and updated accordingly

* Escalate any compliance issues or risks to senior management when required

* Ensure you are regularly updating your FCA handbook knowledge and regulatory requirements

Key Experience:

* Minimum of 5 years’ experience in Compliance within an FCA environment

* Solid knowledge of FCA regulations and requirements

* Solid understanding of Consumer Credit and Consumer Duty principles

* Confident acting as an escalation point for any compliancerelated queries

* Highlevel of accuracy and attention to detail at all times

* Proven experience writing detailed policies and procedures, regulatory updates and breach reports

* Excellent communicator, confident liaising with colleagues and clients of all levels across the business

* Ability to work both independently and as part of the wider team

This is an excellent opportunity for an experienced Senior Compliance Advisor to join a market-leading firm who are experiencing an exciting period of change.

CVs are being reviewed, so please apply now for immediate consideration

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