Compliance Analyst
Asset Management Firm - Oxford District
Client:
Robert Half
Location:
Oxford District, United Kingdom
Job Category:
Other
EU Work Permit Required:
Yes
Job Views:
2
Posted:
04.06.2025
Expiry Date:
19.07.2025
Job Description:
* Support compliance reviews and approvals for financial promotions and marketing materials.
* Support the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse.
* Collaborate with other compliance team members on policies, procedures, and issues.
* Perform daily monitoring of client investment restrictions.
* Maintain and update compliance registers.
* Assist in completing and submitting regulatory reports and returns.
* Advise staff on compliance matters.
* Monitor and stay updated on regulatory developments.
* Assist with compliance-led projects.
* Manage employee conflicts of interest.
Requirements:
* At least 2 years of generalist compliance experience in a fund or asset management firm.
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