Compliance Manager opportunity working with a top performing Lloyd’s Syndicate. You will play a key role in the management, and day-to-day operation of the Regulatory Compliance Framework.
Key Responsibilities:
* Maintain the Regulatory Risk Assessment framework and conduct assessments as required.
* Draft and update compliance policies and procedures.
* Support delivery of the annual Compliance Monitoring and Training Plans.
* Oversee broker onboarding with a third-party provider, including due diligence and TOBA management.
* Communicate regulatory updates and advise on business impacts.
* Manage sanctions reviews and escalation of true matches.
* Oversee Complaints Management and reporting.
* Support the annual Lloyd’s Oversight self-assessment and action tracking.
* Provide training and guidance to the Compliance Analyst.
* Advise the business on compliance matters across key functions.
* Represent Compliance at committees and projects.
* Undertake ad-hoc compliance tasks as required.
Key Skills and Experience:
* Minimum 5 years insurance experience, preferably within the Lloyd’s environment.
* Proven Compliance experience within the insurance industry, particularly around financial crime and conduct.