Compliance Officer -Law Firm
Robert Half is assisting a Top Law firm based in London to recruit a Compliance Officer paying £60 000 - £65 000 (DOE).
The successful candidate will provide support in the completion of Business Acceptance tasks, predominantly focusing on conflict searches and new business intake/matter openings.
****NB - Proven relevant experience in an established compliance team within a law firm or other regulated industry.
Responsibilities:
* Analysing conflict search results utilising Intapp Open software, identifying potential regulatory and/or commercial conflicts and facilitating the resolution of these.
* Managing incoming requests for new client and new matter openings and assessing any conflicts- or AML-related risks.
* Researching new clients for CDD purposes and assisting fee-earners in obtaining the information and documentation required for this purpose.
* Implementing and maintaining information barriers.
* Conducting sanctions screening.
* Working closely with other business support functions, including IT and Accounts.
* Assisting with the testing of software upgrades linked to the Business Acceptance team, such as the upgrade of Intapp Open.
Skills:
1. A strong understanding of Anti-Money Laundering legislation and conflicts...