Compliance Manager Role available with Tollers LLP, who are a Lexcel accredited law firm, employing over 130 staff, based in the counties of Northamptonshire, Bedfordshire & Hertfordshire. We aim to be a premier provider of legal services to the business community and to our private clients.
We have a vacancy for a Compliance Manager based in our Northampton/Corby office.
Ideally, the successful candidate will have an understanding of the rules & regulations governing legal practice.
The role will include, however, will not be limited to:–
* SRA Handbook & the Code of Conduct;
* Anti-Money Laundering;
* Data Protection;
* Risk Assessment;
* Training all staff on risk & compliance updates;
* Day-to-day focus on regulatory risk & compliance as set out by the SRA;
* Induction & training for new employees on mandatory risk & compliance;
* Renewal of 'Practising Certificates';
* Health & Safety;
* Legal 500;
* Supporting the COLP & COFA;
* Filing of Annual Returns & all other Companies House Registrations;
* Ensuring the file reviews are completed;
* Management & maintenance of a risk & compliance policy & register;
* Assisting in auditing & updating of the company staff handbook.
This role is crucial to the success of our experienced team who have a demanding workload.
This means that you must be able to handle pressure and be able to prioritise your daily workload.
Additional requirements of this role:
* Previous experience in a compliance environment is essential;
* Exceptional attention to detail and a methodical approach to work, with the ability to adhere to strict deadlines;
* Professional telephone manner, coupled with strong interpersonal skills;
* Capability to handle pressure and effectively prioritize tasks whilst managing a demanding workload.
Employment Type:
Full-Time, Office-Based.
How to Apply:
If you feel you have the necessary experience and are keen to contribute to our team's success, please apply on LinkedIn, attaching your cover letter, your current CV and salary expectations.
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