As a Compliance Officer, you will ensure our real estate and mortgage operations meet regulatory standards. You’ll monitor risks, conduct audits, and train staff in compliance practices.
Responsibilities
* Ensured compliance with FCA and real estate regulations
* Reviewed mortgage applications for compliance risks
* Monitored property sales documentation for legal accuracy
* Implemented internal compliance procedures
* Conducted compliance training for staff
* Investigated potential compliance issues
* Prepared compliance reports for management
* Worked with auditors and regulators during reviews
* Ensured data protection compliance (GDPR)
* Maintained updated compliance manuals
* Reviewed advertising and marketing for compliance risks
* Handled client complaints related to compliance
* Recommended corrective measures for violations
* Conducted internal risk assessments
* Kept updated with new laws and regulations
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