Join us as a PBWM Transaction Monitoring & Screening Oversight Manager in our Growing Private Bank & Wealth Management Business. As part of the PBWM Financial Crime Risk team, the PBWM Transaction Monitoring & Screening Oversight Manager will oversee the transaction monitoring systems deployed across all PBWM locations. Additionally, you will oversee the ongoing screening conducted through the batch screening process in the UK.
Operating within the 1st Line of Defence Financial Crime Risk team, this role ensures that PBWM has effective transaction monitoring and screening controls in place to manage financial crime risks. You will support the development, implementation, and enhancement of global transaction monitoring solutions for the business. Furthermore, you will manage and monitor the configuration of batch screening within PBWM, ensuring the accuracy of alert creation.
Collaboration with cross-functional teams will be essential to optimize processes, improve data quality, and enhance the effectiveness of monitoring. This position offers an exciting opportunity to contribute to innovative financial crime prevention efforts while meeting regulatory requirements and supporting the growing needs of the PBWM business.
To be successful as a PBWM Transaction Monitoring & Screening Oversight Manager, you should have the following:
* Experience with transaction monitoring systems and/or experience in OWS queue management and screening concepts.
* Understanding of financial institution data, including transactional, customer, and payment data flows.
* Ability to work closely with stakeholders to understand business needs and technical requirements, and engage with the central Transaction Monitoring Optimization and Strategy team and the group Financial Crime Operations team to implement change.
* Strategic thinking to drive improvement agendas across the business in a structured manner, seeking efficiency where possible.
Some other highly valued skills may include:
* Experience working with the Private Bank & Wealth Management business, understanding the business client books and structure.
* Problem-solving skills with attention to detail and process improvement.
* Experience using analytical tools such as SQL, Python, Excel, Tableau, or similar platforms.
* Ability to summarize complex problems and present a clear path forward to senior management.
* Knowledge of global financial crime regulatory frameworks.
You may be assessed on key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills.
This role may be based out of London or Glasgow.
Purpose of the role
To assess the integrity and effectiveness of the bank's internal control framework to support the mitigation of risk and the protection of the bank's operational, financial, and reputational risk.
Accountabilities
* Collaborate with various stakeholders across the bank and business units to improve overall control effectiveness through detailed documentation of control assessments, procedures, and findings.
* Identify and investigate potential weaknesses within internal controls to promote continuous improvement and risk mitigation, prioritized by severity.
* Develop reports to communicate key findings from risk assessments to control owners, senior management, and stakeholders.
* Conduct reviews to determine the effectiveness of the bank's internal controls framework in line with policies, regulations, and best practices.
* Ensure adherence to the Barclays Controls Framework and set methodologies for assessing controls against it.
Vice President Expectations
* Contribute to strategy, drive requirements, and recommend changes. Manage resources, budgets, policies, and ensure continuous improvement.
* If managing a team, define roles, plan for future needs, and lead performance management and development efforts.
* Demonstrate leadership behaviors to create an environment for colleagues to thrive, including listening, inspiring, aligning, and developing others.
* As an individual contributor, be a subject matter expert, guide technical direction, and lead complex, multi-year projects.
* Advise stakeholders, manage risks, and demonstrate leadership in risk management and control strengthening.
* Collaborate across functions, build relationships, and develop innovative solutions based on analytical thinking.
* Maintain trusting relationships with stakeholders to achieve key business objectives.
All colleagues are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, and to demonstrate the Barclays Mindset of Empower, Challenge, and Drive.
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