Paraplanner - Broadstairs
Our client is looking for an experienced Paraplanner to join their expanding team based in Broadstairs, Kent.
Main Job Purpose:
To support advisers in providing compliant advice to clients.
Responsibilities:
· Preparation of suitability reports from approved templates
· Draft templates for approval
· Obtain relevant quotations from providers
· Process new business
· Obtain client information
· Obtain policy information
· Demonstrate principles of Treating Customers Fairly in all customer dealings
· Communicate easily understandable recommendations to customers in all cases, and in writing
· Aware of and complying with the rules of the FCA and the set procedures of the business to achieve compliance Comply with the requirements laid down in the
· Compliance and Administration procedures
· Create compliant client files where all communications are documented correctly
· Support the provision of good quality advice and service that does not require customers to make complaints Complete CPD activity to meet identified needs and complete training activity records accordingly
· Ensure any rule breaches are brought to the attention of the Senior Management
· Develop and maintain the highest possible compliance standards in all aspects of the business
· Such tasks that the Director(s) may consider appropriate to your role, training and experience
Qualifications:
· Full FPC or Certificate of Financial Planning (first paper required for Trainee status)