London - X3 days a week in the office
Open to either partial or full sign on bonuses
Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate.
Key Responsibilities:
* Support the delivery of the compliance plan, including advisory, monitoring, reporting, and regulatory activities.
* Review, analyse, and report on regulatory changes.
* Monitor and report on conduct risk exposure (e.g., Consumer Duty, treating customers fairly, product oversight, complaints).
* Assist with complaints handling, liaising as required with claims teams, coverholders/TPAs, Lloyd’s, LIC, and the Financial Ombudsman Service.
* Deliver compliance monitoring activities and support sanctions/financial crime oversight for underwriters and the wider business.
* Review and report monthly on underwriting teams’ performance against contract certainty, sanctions, and licensing standards.
* Monitor and report on underwriting system compliance and data validations.
* Maintain the Company Library and Company Timetable.
* Support compliance communications, training (online and in-person), and the embedding of compliance processes.
* Contribute to the annual review and development of compliance policies and procedures.
* Assist with the preparation and submission of regulatory returns.
* Support the annual compliance attestation and ongoing monitoring of performance against Lloyd’s Principles.
Core Skills and Experience:
* Minimum 3/ 4 years broad/ generalist Compliance experience within the Lloyd’s Market.