Overview
We are looking for an additional team member to join our Compliance team as a Compliance Coordinator.
The Compliance Coordinator will assist the Compliance Officer to maintain effective regulatory systems and controls to ensure compliance with the FCA Handbook and other applicable legal requirements necessary to effectively undertake this role. The compliance coordinator will work with the relevant business unit to find solutions and to work with the Compliance Officer to create an environment where compliance with regulatory rules and guidance is regarded as part of the norm and risk mitigators are understood and applied.
Location Gloucester/Hybrid Salary up to £33,000 Dependent upon experience Application Deadline Tuesday, October 28, 2025
Key Responsibilities
* Reporting to and supporting the Compliance Officer in fulfilling the FCA Senior Management Functions (SMF16 & SMF17).
* Maintain the business’ regulatory training programme and induction training ensuring updated in line with any regulatory and legislation changes.
* Conduct compliance monitoring activity as per the company annual Compliance Monitoring plan.
* Provide assistance with the updating and maintenance of compliance policies.
* Assist the Compliance Officer with anti-money laundering and financial crime issues with outside parties, e.g. administrators, police, regulatory and industry bodies.
* Under the supervision of the Compliance Officer, prepare reports to relevant Boards and Committees.
* Check promotional material produced by the business, providing feedback on any changes required to ensure agreement with FCA rules.
* Assist in day-to-day management of agreed projects.
* Attend relevant industry briefings, training, seminars and conferences as appropriate.
* Undertake any other duties commensurate with this level of position.
Skills & Experience
* Experience working in compliance and money laundering in the financial services industry preferable and, although not essential, in investment management.
* Regulatory analysis
* Risk assessment
* Auditing and reporting
* Excellent communication skills
* Meticulous attention to detail
* Problem solving skills
We reserve the right to close the vacancy early, should we receive sufficient applications.
Blackfinch is an equal opportunities employer that values diversity and welcomes applications from all suitably qualified persons regardless of their ethnicity, gender, sexual orientation, age, disability, religious practice or any other perceived differences. A copy of our Equal Opportunities Policy is available upon request.
About Us
Blackfinch Group is an award-winning investment specialist. Built on over 20 years of investment track record, the name Blackfinch first came into being on the anniversary of Darwin’s birth, 12th February 2013. A trusted provider, we work in partnership with advisers. Our businesses cover tax-efficient solutions, early stage investing, managed portfolio services, property financing and renewable energy. We’re proud to be entrusted with over £900 million in assets under management.
#J-18808-Ljbffr