Job Description
Interim Head of Compliance (SMF16) | Insurance | London
3–6 month contract | Hybrid working
Coopman Search is supporting a UK-regulated insurance business in London with the appointment of an Interim Head of Compliance (SMF16) on a 3-6 month basis.
This role will provide senior leadership to the Compliance function during a transitional period, ensuring the business continues to maintain strong regulatory oversight and governance. The successful candidate will work closely with the executive team and play a key role in maintaining the compliance framework and regulatory engagement.
Key responsibilities
* Act as SMF16, leading the Compliance function and overseeing the firm’s compliance risk profile
* Maintain and oversee the Compliance Framework, ensuring it continues to operate effectively
* Deliver the Compliance Monitoring Plan, including ongoing monitoring and assurance activities
* Provide compliance oversight across third-party and delegated arrangements
* Support senior leadership with regulatory engagement and reporting obligations
* Prepare and present Compliance MI and Board/Committee reporting
* Provide pragmatic regulatory guidance to stakeholders across the business
* Support ongoing SMCR and Fit & Proper oversight, helping maintain a strong compliance culture
Key requirements
* Extensive experience in a senior Compliance leadership role within the insurance industry, preferably insurance, MGA or carrier experience
* SMF16 approval or previous experience performing the SMF16 function
* Strong understanding of the UK regulatory environment (FCA / PRA)
* Experience overseeing delegated authority or third-party distribution arrangements
* Track record of producing and presenting Board and Committee reporting
* Comfortable stepping into a role quickly and providing leadership in an interim capacity
* Strong stakeholder management skills and a pragmatic, solutions-focused approach
This is an excellent opportunity for an experienced compliance leader to step into an interim Head of Compliance role, supporting a regulated insurance business while ensuring continuity across the compliance function.
If you’re open to a confidential discussion, please message me directly or email william.mccoppin@coopman.uk.
Equally, if you know someone suitable for an interim mandate, I would welcome an introduction.
As a Certified B Corporation™, Coopman Search takes a different approach to how we do business. Recognised internationally as a company that operates for good, we value and incorporate the interests of all stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we foster an environment that promotes collaboration and professional development.