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Compliance Analyst (Hybrid or Remote), Leeds, West Yorkshire
Client: InvestEngine
Location: Leeds, West Yorkshire, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Views: 2
Posted: 02.05.2025
Expiry Date: 16.06.2025
Job Description:
We are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future.
InvestEngine is everything the modern investor should need. Unbeatable value, market leading automation, and built for easy, long-term ETF investing. We’ve got the platform, a billion pounds AUM, awards, an excellent team, and industry popularity.
About the role
We are looking for an energetic, self-starting Senior Compliance Officer to join our UK team. The role involves engaging with all compliance areas in our growing, innovative fintech business.
You will assist with daily compliance functions, advise on regulatory and financial crime matters, and participate in projects to develop new products and offerings.
As part of a small but expanding team, you’ll actively participate in all business aspects and develop into an SME owning multiple compliance areas.
What you’ll do
* Regulatory & Compliance Reporting
* Prepare and submit regulatory reports per FCA and other regulations
* Conduct ARM reporting checks
* Produce compliance reports and MI packs for management and boards
* Conduct horizon scanning for regulatory changes and assess impacts
* Monitoring & Assurance
* Maintain the Compliance Monitoring Plan
* Perform compliance monitoring and assurance reviews
* Investigate alerts and issues as they arise
* Governance & Controls
* Support policy reviews to ensure regulatory compliance
* Track and resolve incidents and breaches
* Support GDPR compliance and data protection queries as a DPO Assistant
* Conduct PEP & sanctions screening, review alerts, and clear them
* Marketing, Conduct & Complaints
* Review and approve financial promotions
* Assist with complaints handling, documentation, resolution, and root cause analysis
What you will need
* 3+ years of compliance experience within financial services
* Experience with regulatory reporting and monitoring
* Knowledge of AML/KYC and data protection principles
* Strong attention to detail and analytical skills
* Ability to work independently and manage priorities
What we offer
We are a small, agile team that values collaboration to drive InvestEngine forward. If you prefer a structured 9-5 with fixed tasks, this may not be the place for you. But if growth—personal and professional—is important, we offer an open, flexible environment to support your development.
Additional benefits include:
* Work from anywhere scheme – work up to 3 months overseas
* Support for courses and qualifications
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