Job Description
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Compliance Officer Leading Regional Law Firm\nBerkshire\nUp to £45k\n\nWe’re currently working with a fabulous leading regional law firm with offices across Buckinghamshire, and london looking for for a Compliance Officer to join a well-established compliance function.\n\nThis is a great opportunity for someone with solid compliance experience who enjoys being hands-on and working across a broad range of regulatory matters. You’ll be joining a structured Risk & Compliance function and will play a key role in supporting the firm’s ongoing regulatory and risk management obligations.\n\nThe role?
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* Client onboarding and ongoing due diligence
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* Reviewing AML documentation and supporting SAR reporting to the MLRO
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* Source of Funds / Source of Wealth investigations
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* Admin support for Credas / EIDV systems, including user access and queries
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* Monitoring PEPs and sanctions alerts
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* Managing and responding to complaints, including Legal Ombudsman matters
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* Advising on GDPR and data protection issues
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* Supporting regulatory audits and accreditations, including corrective actions
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* Updating and maintaining policies and procedures
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* Managing the Risk inbox (AML, conflicts, complaints, claims, data breaches, queries)
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* Coaching colleagues through compliance processes
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* Researching regulatory updates from the SRA / Law Society
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* Maintaining sanctions lists and monitoring undertakings
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* Supporting price transparency reviews
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* Assisting with CQS accreditation and compliance training
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* General risk and compliance administration
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About you?
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* 2–5 years’ experience in a law firm or professional services environment
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* Strong understanding of AML and regulatory requirements
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* Confident communicator with a practical, can-do approach
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* Comfortable dealing with senior stakeholders
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* Highly organised with strong attention to detail
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\nWhat's in it for you?\nHybrid working\n Competitive salary for the region\n Opportunity to work with a highly skilled and knowledgeable team \n Great room for growth and progression\n Fabulous company wide benefits\n\nInterested?\n\nKnow someone great?\n\nReach out, let's have a confidential conversation
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