Regulatory Compliance Consultant Client-facing Regulatory Consultant role within a growing FCA-regulated compliance consultancy. The position focuses on supporting financial advice and investment firms with regulatory compliance, suitability oversight, and ongoing advisory support. The role is highly relationship-driven, combining technical compliance expertise with commercial awareness, stakeholder engagement, and proactive client support across a portfolio of firms. Key Responsibilities Act as the primary relationship manager for allocated client firms, building long-term trusted partnerships Provide ongoing regulatory compliance advice to FCA-regulated financial advice and investment firms Support firms with understanding and meeting FCA regulatory requirements and expectations Manage regulatory issues including reporting requirements (e.g. RegData) and ad hoc compliance queries Conduct compliance monitoring, oversight reviews, and audits (remote and on-site) Deliver clear, practical and commercially focused regulatory guidance to firms Deliver training, webinars, workshops, seminars, and presentations to client firms Support SMCR-related matters, including engagement with senior management function holders Support continuous improvement of internal frameworks, tools, and methodologies Embrace and utilise technology and AI tools to improve efficiency and consistency of service delivery RequirementsEssential Minimum Level 4 qualification At least 5 years’ experience in a compliance role within financial services Strong experience working with FCA-regulated firms Excellent understanding of FCA rules, regulatory expectations, and suitability requirements Background in pensions, investments, financial advice, or wealth management