Job Description
Compliance Analyst – Private Equity
My client is a London-based investment firm specialising in growth capital and private equity.
Following sustained growth and many years consistent success, the firm’s Compliance Department is expanding, creating this opportunity for a junior Compliance Analyst.
The Role
The Compliance Analyst will support the Group’s Compliance Programme through the following key responsibilities:
* Support the day-to-day operation of the Group’s Compliance Programme, including AML/CFT activities and key compliance processes
* Prepare and maintain FCA and other regulatory filings, and review and implement new regulatory requirements
* Maintain and update compliance policies, procedures and manuals
* Conduct compliance monitoring and testing, including planning, execution and remediation tracking
* Support internal and external audits, operational due diligence and regulatory reviews
* Manage compliance registers, staff declarations, information barriers, market soundings, training coordination and related governance activities
The Candidate
1. Between 6 months and a year...