Join our team as a Senior Compliance Officer, providing expert advice on FCA, PRA, and global regulations. You’ll monitor regulatory changes, update internal policies and training, review financial promotions and product plans, and oversee third-party risk. This role is key to maintaining strong governance and supporting strategic initiatives across the business.
The minimum requirements we seek:
1. 5+ years’ experience in a regulated compliance function, consultancy, or regulatory body (. FCA, FOS)
2. Strong working knowledge of FCA/PRA rulebooks, Consumer Credit Act, and regulatory frameworks
3. Proven ability to manage multiple complex tasks with precision and attention to detail
4. Excellent written and verbal communication skills, with experience producing high-quality reports
5. Strong analytical skills and ability to interpret large volumes of data into actionable insights
6. High level of integrity, diplomacy, and customer-centric thinking
Our preferred requirements:
7. Degree educated and/or working towards a recognised financial services qualification (. ICA)
Additional Information:
The Company is committed to diversity and equality of opportunity for all and is opposed to any form of less favourable treatment or harassment on the grounds of race, religion or belief, sex, marriage and civil partnership, pregnancy and maternity, age, sexual orientation, gender reassignment or disability
This position is based in Dunton, and it is expected the successful candidate will be able to attend the Dunton office for typically 4 days a week and remain flexible on the days they are required to attend the office according to business requirements.
As part of our pre-employment checks process, successful candidates will be required to undergo a criminal record check. This will be conducted in line with the Rehabilitation of Offenders Act 1974 and applied only to unspent convictions.
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