We are looking to build a team of File Reviewers to work with a leading Pensions and Investment Client on a suitability review.
As a File Reviewer, you will be:
Conducting post-sale reviews of client files to ensure advice suitability and regulatory compliance
Identify and flag potential risks or areas for improvement
Review ID&V documentation to ensure compliance with the company’s procedure
Maintain accurate records of all reviews and follow-up actions
We’re looking for a File Reviewer with:
Industry qualifications e.g. Level 4 qualified, CII Diploma in Regulated Financial Planning or another Accredited Body qualification
Financial services industry experience, including previous file review activities
Strong knowledge of FCA requirements and industry best practice
This will be an initial 3-month contract, with a start date expected in mid September, but comes with the likely option to extend further.
You will be working Monday-Friday, (37.5 hours per week) on a remote working basis.
In return, you will receive a salary of £300 per day, via an umbrella company.
To apply for this role as File Reviewer, please click apply online and upload a copy of your latest CV.
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