Job Description
CASS Oversight Manager
Investment Firm | London | Permanent | Competitive Package
THE ROLE
Own the design, operation, and oversight of all Client Assets (CASS) arrangements for a regulated investment firm. You'll be the firm's CASS expert - ensuring full FCA compliance while managing daily operations, vendor relationships, and regulatory engagement.
WHAT YOU'LL DO
* Design and maintain CASS governance framework (policies, procedures, controls)
* Oversee daily client money calculations and reconciliations
* Manage CASS breaches and escalate to FCA when needed
* Act as point of contact for external auditors and FCA supervisors
* Ensure the firm can demonstrate full compliance at all times
* Manage third-party relationships (clearing banks, custodians, LME Clear)
* Support change management and risk planning
WHO YOU ARE
* 5+ years CASS experience
* Deep knowledge of FCA CASS rules and MIFIDPRU firms
* Experience with exchange-traded and cleared derivatives
* Proven engagement with auditors and regulators
* Strong documentation, evidencing, and audit skills
* Excellent communication and stakeholder management