Job Description
Compliance Officer Leading Regional Law Firm
Berkshire
Up to £45k
We’re currently working with a fabulous leading regional law firm with offices across Buckinghamshire, and london looking for for a Compliance Officer to join a well-established compliance function.
This is a great opportunity for someone with solid compliance experience who enjoys being hands-on and working across a broad range of regulatory matters. You’ll be joining a structured Risk & Compliance function and will play a key role in supporting the firm’s ongoing regulatory and risk management obligations.
The role?
\t
* Client onboarding and ongoing due diligence
\t
* Reviewing AML documentation and supporting SAR reporting to the MLRO
\t
* Source of Funds / Source of Wealth investigations
\t
* Admin support for Credas / EIDV systems, including user access and queries
\t
* Monitoring PEPs and sanctions alerts
\t
* Managing and responding to complaints, including Legal Ombudsman matters
\t
* Advising on GDPR and data protection issues
\t
* Supporting regulatory audits and accreditations, including corrective actions
\t
* Updating and maintaining policies and procedures
\t
* Managing the Risk inbox (AML, conflicts, complaints, claims, data breaches, queries)
\t
* Coaching colleagues through compliance processes
\t
* Researching regulatory updates from the SRA / Law Society
\t
* Maintaining sanctions lists and monitoring undertakings
\t
* Supporting price transparency reviews
\t
* Assisting with CQS accreditation and compliance training
\t
* General risk and compliance administration
About you?
\t
* 2–5 years’ experience in a law firm or professional services environment
\t
* Strong understanding of AML and regulatory requirements
\t
* Confident communicator with a practical, can-do approach
\t
* Comfortable dealing with senior stakeholders
\t
* Highly organised with strong attention to detail
What's in it for you?
Hybrid working
Competitive salary for the region
Opportunity to work with a highly skilled and knowledgeable team
Great room for growth and progression
Fabulous company wide benefits
Interested?
Know someone great?
Reach out, let's have a confidential conversation