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Head of compliance

Street
Permanent
BDO LLP
Head of compliance
Posted: 1 October
Offer description

Head of compliance – London Onsite Job description BDO Regulatory Solutions are currently recruiting for a Head of compliance to join our client, an insurance firm, based in London. We are offering an initial 6 month contract with an excellent day rate, employed via an Umbrella company. Key responsibilities include: Responsibility for the ongoing development and implementation of the oversight and day-to-day operation of the Regulatory Compliance Framework including: Establishing the Regulatory Risk Universe. Operation and maintenance of suitable policies and procedures to advise the business around their regulatory obligations and the systems and controls in place to manage these. Documenting an annual Compliance Monitoring Plan and ensuring members of the Compliance team undertake the monitoring activity within the Plan. Documenting an annual Compliance Training Plan and the provision of specific Compliance Training where required. Maintain an effective system for communicating relevant regulatory updates to the business, providing advice as necessary regarding suitable business response. Liaise with Lloyd’s and other regulators, market associations and the corporate parent, facilitating their reviews of the business. Take the lead in analysing new business opportunities to ensure they are executed in a compliant manner. Oversight of sanctions batch screening and match clearing process. Responsibility for Compl...

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