Overview
Executive Search, Talent Acquisition & Recruitment Outsourcing
Business Compliance Control Analyst (12-month FTC)
Hybrid role: 3 days in the office / 2 days from home. Location: London.
Our client is a globally recognised bank providing a comprehensive range of retail and corporate financial services/products, with over 10 million active customers across 700+ locations.
We are seeking an experienced Business Compliance Control Analyst to join the team for a 12-month fixed-term contract.
Key Responsibilities
* Assist the head in maintaining accurate information on the QC MI report checklist and create/maintain required Compliance MI or other requested information.
* Complete the NTB/KYC checklist, KYB Checklist and the Post-approval QC checklist for low and medium risk reviews. Ensure all columns are completed adequately at all times.
* Assist with timely updates to the BRC FAQ log with points relevant for the next CDD procedure anniversary.
* Conduct Quality Checks (QC) on all new account opening applications to ensure full due diligence is completed; escalate issues to the unit head as required.
* Support the unit head in QC of periodic KYB Reviews undertaken by RMs/Business Compliance Support to ensure compliance with the Bank’s Policy and CDD standards.
* Support QC of periodic KYB Reviews for Treasury & Market and other risk categories to ensure compliance with policy and CDD standards.
* Carry out 100% QC of KYB reviews of lower risk clients performed by RMs in conjunction with the Business Risk Review Team.
* QC uploaded documents on MFiles by the Business Risk Review Team and CSG to ensure customer documentation is correctly uploaded to the bank’s repository.
* Assist in QC of Senior Management Approval Forms (SMAFs) and Client Risk Rating Assessment (CRRA) Forms submitted by RMs through Business Risk Review on Eastnets before submission to FCPC.
Key Skills / Experience
* Experience in Banking with AML/CFT & Compliance Risk Management; substantial experience in KYC, periodic reviews and quality assurance.
* Ability to quickly understand internal systems, processes, procedures, and external influences (competitors, laws/regulations, market conditions).
* Working knowledge of standard business processes and products, and the dynamics within the business.
* Working knowledge of FCA regulations, including conduct rules, AML and financial crime requirements, and related compliance rules/regulation.
* Experience delivering best-practice quality assurance checks to ensure compliance with required standards.
Seniority level
* Associate
Employment type
* Contract
Job function
* Analyst
Industries
* Banking and Financial Services
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