Nature of the RoleTogether work alongside the existing Compliance Manager, assist in the next phase of the firms compliance journey – taking it from FCA authorisation to commencement of trading. The initial focus would be on screening and onboarding of new and existing clients. In due course, the role would (under the supervision of the Compliance Manager) expand into assisting with the market abuse monitoring programme, and assisting in building out the firms compliance monitoring plan, and policies and procedures.Lead future client onboardings and AML advice.Help monitor the firms PA dealing including reviewing statements and distributing attestations.Provide compliance training.Help complete regulatory returns on behalf of the firmAssist with enquires from exchanges and regulators.Assist in continuously reviewing/tailoring /improving policies, procures and the compliance manual.