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Regulatory compliance manager (wealth & trading)

Colchester (Essex)
Revolut
Regulatory compliance manager
Posted: 15 May
Offer description

About Revolut


People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 70+ million customers get more from their money every day.

As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work™. So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.


About the role


Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.

We’re looking for an experienced Regulatory Compliance Manager to safeguard our operations and ensure compliance in a rapidly evolving regulatory landscape. You'll provide 2LoD compliance advisory oversight for a high-growth trading entity to ensure we meet our regulatory requirements and deliver good customer outcomes.

Up to shape what's next in finance? Let's get in touch.


What you'll be doing


* Advising a complex and global investment firm on a wide remit of specialisations, including SMCR, third party risk management, and remuneration
* Providing 2LoD oversight and reviews of policies, procedures, and standardised risk controls
* Reporting management information to internal compliance committees, as appropriate
* Delivering the training programme to enhance and embed UK regulatory regime across the entity


What you'll need


* 3+ years of experience in compliance advisory with demonstrable experience in the FCA Handbook
* Experience in a UK-regulated bank or investment firm
* Experience building and maintaining policies and procedures for a UK bank or UK investment firm
* A solid understanding of the interplay between compliance risk and business risk
* A solution-oriented mindset that facilitates solving complex regulatory problems which deliver good customer outcomes
* The ability to communicate positively with members of various internal teams and regulators
* Exceptional analytical, communication, and interpersonal skills
* The ability to provide clear, concise, and timely advice when dealing with ambiguity

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