Job Description
Are you a proactive Compliance Policy SME looking for your next challenge?
Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting?
Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are offering up to £60,000 plus 2 days’ WFH (after training), and wider benefits alongside an inclusive culture which
will support your professional growth.
Key responsibilities include:
* Manage and ownership of Compliance Policy frameworks including embedding and proactively improving existing policies.
* Work in partnership with stakeholders at all levels within the firm to support understanding new regulatory developments, advising on business-critical areas and training on compliance policy.
* Anticipating new areas of regulation, providing the business with regular updates and lead on horizon scanning.
Ideally you will have or be:
1. CISI Level 3 qualifications (must) and willingness to become level 6 qualified.
2. Extensive compliance policy experience within an investment management, financial planning or wealth management environment.
3. 5 years’ experience with horizon scanning and interpreting / working with regu...