We are working with a leading financial services firm to find an experienced Compliance Officer to join their team in Bristol. This critical role involves providing expert support on regulatory matters, ensuring compliance with FCA rules and enabling a strong compliance culture throughout the organisation.
Compliance Officer Responsibilities
* Conduct internal audits to ensure compliance and best practice are met
* Provide advice on FCA regulatory requirements to colleagues
* Support business units with Consumer Duty requirements and regulatory interpretation
* Identify, evaluate and monitor compliance risks
* Review and approve financial promotions and client communications
* Monitor regulatory landscape developments and adjust processes and procedures to ensure compliance requirements are met at all times
* Deliver compliance training and act as point of contact for staff queries
* Prepare monthly report information regarding Risk and Compliance for board meetings
What We're Looking For
1. Experience in compliance or risk within financial services
2. An understanding of FCA rules and regulations
3. Proven ability to work within and maintain compliance policies and procedures
4. Experience providing compliance advice to colleagues
5. Strong analytical skills to interpret complex regulatory requirements
6. Excellent communication ...